Associate - Trade Control/Operations – Charitable/Structured Flow-Through Program
Position: Associate - Trade Control/Operations – Charitable/Structured Flow-Through Program
The ideal candidate will be a bright, motivated individual that is knowledgeable about both the Capital Markets and Wealth Management activities and functions within an IIROC firm
Knowledge and understanding of private placements
Will work alongside experienced industry leaders
Working with counter-party dealers and their underlying clientele with respect to managing the closing and settlement logistics for live financings including:
Coordination of new issue transactions, both brokered and non-brokered
Management of live deal materials
Communicating with our custodian directly on any new issue or non-brokered matters to ensure seamless settlement
Assist with day-to-day tasks as assigned
Familiar with preparing Subscription Agreements as well as understanding the Accredited Investor requirements
The ability to interact and coordinate with internal and external stakeholders for financings, specifically:
Issuer’s counsel (legal advisors)
Investment Advisors/PMs at external firms
Working towards the completion of the CSC and CPH materials
Experience in the capital markets and financial services industry experience;
A bachelor's degree in Business is desirable
Demonstrated sense of personal accountability and urgency for achieving results
Ability to work effectively, as well as independently, in a team environment
Familiar with Microsoft Office (Word, Excel, Outlook and PowerPoint) skills
Knowledge of, and familiarity with back-office systems (National Bank Independent Network and ISM)
Excellent verbal, written, and interpersonal communication skills
Strong analytical skills with high attention to detail and accuracy
To apply for this position, please send your resume and cover letter addressed to Manni Buttar (email@example.com) with the title (Associate CFTS Program) in the subject line. Early submission is highly encouraged as applications are reviewed on a rolling basis. Sprott welcomes and encourages applications from people with disabilities. Please let us know if we can provide disability-related accommodations to support your participation in Sprott’s recruitment process.
We thank all applicants for their interest; however, only qualified candidates as determined by Sprott will be contacted. Sprott does not accept unsolicited agency resumes or phone calls.
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